Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 25 Jul 2025)
  • Ucapital Asset Management LLP (no longer approved here)

    FRN 477155

    • SMF1 Chief Executive (6 Oct 2022 to 17 Jul 2024)
    • SMF27 Partner (6 May 2021 to 4 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2023)
    • CF11 Money Laundering Reporting (27 Jun 2019 to 8 Dec 2019)
    • CF1 Director (AR) (11 May 2018 to 31 Aug 2022)
    • CF30 Customer (18 Feb 2013 to 31 Aug 2022)
  • LONDON CAPITAL GROUP LIMITED (no longer approved here)

    FRN 182110

    • CF30 Customer (11 Nov 2011 to 4 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.