David Francis Worsfold

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LONDON CAPITAL GROUP LIMITED
FRN 182110
- SMF16 Compliance Oversight (since 25 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 May 2023)
- SMF1 Chief Executive (since 2 Feb 2023)
- [FCA CF] CASS oversight function (since 16 Dec 2022)
CMC Markets UK plc (no longer approved here)
FRN 173730
- SMF3 Executive Director (9 Dec 2019 to 31 Jul 2020)
- CF1 Director (14 Oct 2019 to 8 Dec 2019)
- CF29 Significant management (27 Jun 2013 to 14 Oct 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.