David Jacques

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 14 Sep 2023)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (11 Aug 2005 to 31 Oct 2007)
- CF4 Partner (11 Aug 2005 to 26 Jul 2007)
ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF26 Customer Trading (7 Jun 2005 to 3 May 2006)
LONDON CAPITAL GROUP LIMITED (no longer approved here)
FRN 182110
- CF26 Customer Trading (15 Dec 2002 to 28 Apr 2003)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.