Livingbridge EP LLP

• Principal Place of Business

  Livingbridge E P LLP

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402075065600

  Web

  https://www.livingbridge.com

• Complaints Contact

  Livingbridge E P LLP

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +442075068522

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James David Hall

  IRN JDH01147

  • CF30 Customer (1 Nov 2007 to 1 Feb 2012)
  • CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)
• James Lewis Hurrell

  IRN JLH01166

  • CF4 Partner (1 Jan 2013 to 1 Apr 2014)
• James Titmuss

  IRN JXT01196

  • [FCA CF] Client dealing (since 18 Sep 2024)
  • SMF27 Partner (1 Nov 2024 to 2 Oct 2025)
  • CF30 Customer (1 Jun 2014 to 1 Jul 2018)
  • CF4 Partner (1 Jan 2013 to 1 Jul 2018)
• Jeremy Dennison

  IRN JXD00395

  • SMF16 Compliance Oversight (1 Jan 2023 to 1 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2023 to 1 Apr 2025)
  • SMF27 Partner (1 Jan 2023 to 1 Apr 2025)
  • [FCA CF] Material risk taker (31 Mar 2021 to 31 Mar 2025)
• Joseph McGee

  IRN JXM00761

  • [FCA CF] Client dealing (since 31 Mar 2021)
• Katherine Anne Robinson

  IRN KAR01031

  • CF4 Partner (1 Jan 2013 to 1 Apr 2014)
  • CF27 Investment Management (21 Sep 2005 to 30 Jun 2007)
• Kenneth Michael Wotton

  IRN KMW01036

  • CF4 Partner (1 Jan 2013 to 2 Jun 2014)
  • CF30 Customer (1 Nov 2007 to 2 Jun 2014)
  • CF26 Customer Trading (7 Mar 2007 to 31 Oct 2007)
• Kevin Richardson Whittle

  IRN KXW01200

  • CF27 Investment Management (6 Jun 2005 to 6 Jun 2005)
• Laoise McGarry

  IRN LXM00336

  • [FCA CF] Client dealing (11 Mar 2022 to 29 Aug 2025)
• Louise Kingston

  IRN LXB01520

  • CF4 Partner (1 Jan 2013 to 1 Apr 2014)

• Sprout Advisory Limited (no longer appointed)

  FRN 836314 · Appointed 13 Mar 2019 · Until 17 Jul 2020

No changes recorded yet.