Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 15 Jun 2022)
    • [FCA CF] CASS oversight function (since 3 May 2022)
    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (2 Dec 2016 to 8 Dec 2019)
    • CF4 Partner (2 Dec 2016 to 8 Dec 2019)
  • Livingbridge EP LLP (no longer approved here)

    FRN 429087

    • CF30 Customer (1 Nov 2007 to 1 Feb 2012)
    • CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.