Livingbridge EP LLP

• Principal Place of Business

  Livingbridge E P LLP

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402075065600

  Web

  https://www.livingbridge.com

• Complaints Contact

  Livingbridge E P LLP

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +442075068522

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke Bray

  IRN LXB00282

  • [FCA CF] Client dealing (31 Mar 2021 to 4 Oct 2022)
• Mark Advani

  IRN MSA01030

  • [FCA CF] Client dealing (since 25 Jan 2022)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (6 Jun 2005 to 8 Dec 2019)
  • CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)
• Mark John Fowle

  IRN MXF13582

  • CF1 Director (AR) (6 Apr 2019 to 26 Aug 2019)
• Mark Turner

  IRN MRT01038

  • [FCA CF] Client dealing (25 Jan 2022 to 31 Dec 2023)
  • SMF27 Partner (9 Dec 2019 to 1 Jan 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (1 Dec 2006 to 8 Dec 2019)
  • CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)
• Matthew Jacobs

  IRN MXJ00187

  • SMF27 Partner (1 Nov 2024 to 1 Jan 2026)
  • [FCA CF] Client dealing (31 Mar 2021 to 17 Apr 2026)
• Matthew Peter Caffrey

  IRN MPC01083

  • [FCA CF] Client dealing (25 Jan 2022 to 31 May 2023)
  • SMF27 Partner (9 Dec 2019 to 1 Jun 2023)
  • CF30 Customer (1 Jun 2014 to 8 Dec 2019)
  • CF4 Partner (1 Jan 2011 to 8 Dec 2019)
• Matthew Upton

  IRN MDU01004

  • SMF27 Partner (9 Dec 2019 to 25 Nov 2021)
  • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
  • CF4 Partner (5 Nov 2012 to 2 Jun 2014)
• Michael Probin

  IRN MXP02127

  • CF4 Partner (1 Jan 2013 to 2 Jun 2014)
• Mo Aneese

  IRN MXA00293

  • [FCA CF] Client dealing (31 Mar 2021 to 27 Oct 2023)
• Nancy Chen

  IRN NYC01002

  • [FCA CF] Client dealing (since 31 Mar 2021)

• Sprout Advisory Limited (no longer appointed)

  FRN 836314 · Appointed 13 Mar 2019 · Until 17 Jul 2020

No changes recorded yet.