Matthew Upton

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heligan Investments LLP (no longer approved here)

    FRN 967118

    • [FCA CF] Significant management (1 Feb 2024 to 1 Sep 2025)
    • [FCA CF] Manager of certification employee (1 Feb 2024 to 1 Sep 2025)
    • [FCA CF] Client dealing (1 Feb 2024 to 1 Sep 2025)
    • SMF27 Partner (29 Nov 2023 to 31 Aug 2025)
  • Livingbridge EP LLP (no longer approved here)

    FRN 429087

    • SMF27 Partner (9 Dec 2019 to 25 Nov 2021)
    • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
    • CF4 Partner (5 Nov 2012 to 2 Jun 2014)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • CF30 Customer (1 Nov 2007 to 12 Mar 2009)
    • CF23 Corporate Finance Adviser (12 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.