Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Livingbridge EP LLP (no longer approved here)

    FRN 429087

    • [FCA CF] Client dealing (25 Jan 2022 to 31 May 2023)
    • SMF27 Partner (9 Dec 2019 to 1 Jun 2023)
    • CF30 Customer (1 Jun 2014 to 8 Dec 2019)
    • CF4 Partner (1 Jan 2011 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (28 Mar 2003 to 16 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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