Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 8 Apr 2025)
    • [FCA CF] Material risk taker (since 12 Mar 2021)
    • [FCA CF] Manager of certification employee (since 12 Mar 2021)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • CF30 Customer (1 Dec 2018 to 8 Dec 2019)
  • Livingbridge EP LLP (no longer approved here)

    FRN 429087

    • CF4 Partner (1 Jan 2013 to 2 Jun 2014)
    • CF30 Customer (1 Nov 2007 to 2 Jun 2014)
    • CF26 Customer Trading (7 Mar 2007 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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