Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gresham House Asset Management Limited
FRN 682776
- SMF3 Executive Director (since 8 Apr 2025)
- [FCA CF] Material risk taker (since 12 Mar 2021)
- [FCA CF] Manager of certification employee (since 12 Mar 2021)
- [FCA CF] Client dealing (since 12 Mar 2021)
- CF30 Customer (1 Dec 2018 to 8 Dec 2019)
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- CF4 Partner (1 Jan 2013 to 2 Jun 2014)
- CF30 Customer (1 Nov 2007 to 2 Jun 2014)
- CF26 Customer Trading (7 Mar 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.