Liverpool Victoria Financial Advice Services Limited

Date authorised
1 April 2013
Companies House
03027145
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +448006816294
    Web
    https://www.lv.com

  • Complaints Contact

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +4408000328280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger Allen

    IRN RXA00086

    • CF17 Significant Mgt (Other Business Operations) (11 Jan 2002 to 31 Oct 2002)
  • Roger Charles Dix

    IRN RCD01059

    • CF28 Systems and controls (2 Nov 2009 to 4 Jan 2011)
  • Roger John Coe

    IRN RJC00002

    • CF21 Investment Adviser (8 Jan 2002 to 28 Feb 2003)
  • Roger Percival Hatherell

    IRN RPH00004

    • CF21 Investment Adviser (8 Jan 2002 to 9 Aug 2002)
  • Ronald McLennan

    IRN RXM00029

    • CF21 Investment Adviser (8 Jan 2002 to 31 Mar 2005)
  • Roy John Spragg

    IRN RJS01160

    • CF1 Director (15 Jan 2002 to 17 Aug 2007)
    • CF13 Finance (15 Jan 2002 to 24 Sep 2002)
  • Russell John Hann

    IRN RJH00040

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
  • Rye Douglas Mills

    IRN RDM01063

    • CF17 Significant Mgt (Other Business Operations) (8 Jan 2002 to 31 Aug 2005)
  • Samantha Preece

    IRN SXP00148

    • SMF3 Executive Director (since 19 Dec 2024)
    • [FCA CF] Manager of certification employee (18 Jan 2024 to 10 Jan 2025)
    • [FCA CF] Significant management (14 Apr 2020 to 10 Jan 2025)
  • Samantha Richards

    IRN SXR00036

    • CF21 Investment Adviser (8 Jan 2002 to 20 Feb 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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