Liverpool Victoria Financial Advice Services Limited

Date authorised
1 April 2013
Companies House
03027145
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +448006816294
    Web
    https://www.lv.com

  • Complaints Contact

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +4408000328280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sandra June Craddock

    IRN SJC01415

    • CF28 Systems and controls (18 Nov 2008 to 1 Feb 2010)
  • Sanjai Sharma

    IRN SXS00251

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jul 2021)
    • CF30 Customer (23 Apr 2018 to 8 Dec 2019)
  • Sarah Jane Gregory

    IRN SXG00294

    • [FCA CF] Significant management (22 Mar 2021 to 31 Jul 2022)
  • Shailesh Koria

    IRN SXK00010

    • CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
  • Shailesh Patel

    IRN SXP00056

    • CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2005)
  • Shane Leslie Michael Adamson

    IRN SLA00006

    • CF21 Investment Adviser (11 Jan 2002 to 5 Sep 2002)
  • Shaun Anthony Holt

    IRN SAH00018

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
  • Simon Alick Moore

    IRN SAM01137

    • SMF7 Group Entity Senior Manager (since 5 Sep 2022)
  • Simon Edward Leeming

    IRN SEL01035

    • [FCA CF] Significant management (19 Feb 2020 to 31 Aug 2020)
  • Simon Henry Rhodes

    IRN SHR01008

    • CF17 Significant Mgt (Other Business Operations) (8 Jan 2002 to 30 Apr 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.