Shailesh Patel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Generation Financial Services Ltd

    FRN 498748

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 26 Nov 2020)
    • [FCA CF] Client dealing (since 26 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Sep 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Sep 2025)
    • CF11 Money Laundering Reporting (12 Jul 2012 to 8 Dec 2019)
    • CF30 Customer (29 May 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 May 2009 to 8 Dec 2019)
    • CF1 Director (29 May 2009 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (16 Jun 2008 to 28 May 2009)
    • CF1 Director (AR) (16 Jun 2008 to 28 May 2009)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.