Generation Financial Services Ltd

• Principal Place of Business

  Generation Financial Services Ltd

  80 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +4402037287900

  Web

  https://www.generationfs.co.uk

• Complaints Contact

  Generation Financial Services Ltd

  80 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +4402037287900

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Alan David Webb

  IRN ADW00028

  • CF1 Director (20 Jul 2012 to 31 Mar 2017)
  • CF30 Customer (22 Jan 2010 to 3 Jun 2015)
• Andrew John Waller

  IRN AJW00026

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 16 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Sep 2025)
  • [FCA CF] Client dealing (since 26 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 26 Nov 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (25 Jul 2013 to 30 Sep 2018)
  • CF1 Director (29 Jan 2010 to 8 Dec 2019)
  • CF30 Customer (29 Jan 2010 to 8 Dec 2019)
• Carl Frederick Mountain

  IRN CFM00016

  • CF30 Customer (9 Mar 2010 to 16 Aug 2017)
• Christopher John Geeson

  IRN CJG00017

  • CF30 Customer (1 May 2013 to 3 Jun 2015)
• Darren Bailey

  IRN DXB01423

  • CF30 Customer (1 Jun 2016 to 31 Mar 2017)
• Darren Waller

  IRN DXW00109

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 26 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 26 Nov 2020)
• David Paul Ford

  IRN DPF01034

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 29 Jan 2025)
  • [FCA CF] Client dealing (since 29 Jan 2025)
• Fabian Alexander David Ohlin

  IRN FXO00059

  • Director of firm who is not a certification employee or a SMF manager (since 2 Jan 2024)
• Graham Holman

  IRN GXH01505

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 29 Jan 2025)
  • [FCA CF] Client dealing (since 29 Jan 2025)
• Jeffrey David Scripps

  IRN JDS01224

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 3 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 26 Nov 2020)
  • [FCA CF] Client dealing (since 26 Nov 2020)
  • CF30 Customer (7 Oct 2013 to 8 Dec 2019)

• Aurora Financial Partners Limited (no longer appointed)

  FRN 598254 · Appointed 1 Apr 2013 · Until 8 Jul 2013

No changes recorded yet.