Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Jan 2025)
    • [FCA CF] Client dealing (since 29 Jan 2025)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 28 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jan 2025)
    • CF1 Director (AR) (12 Jul 2017 to 28 Jan 2025)
    • CF30 Customer (20 Oct 2011 to 28 Jan 2025)
  • Premier Financial Advice Ltd (no longer approved here)

    FRN 212018

    • (10)Employed By (20 Oct 2011 to 24 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

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