Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jul 2021)
    • CF30 Customer (23 Apr 2018 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.