Roger Charles Dix

• WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 134753

  • SMF4 Chief Risk (9 Dec 2019 to 1 Apr 2021)
  • CF28 Systems and controls (15 May 2013 to 8 Dec 2019)
• Wesleyan Unit Trust Managers Limited (no longer approved here)

  FRN 175798

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
  • CF28 Systems and controls (15 May 2013 to 8 Dec 2019)
• Wesleyan Assurance Society (no longer approved here)

  FRN 110873

  • SMF4 Chief Risk (10 Dec 2018 to 1 Apr 2021)
  • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
  • CF28 Systems and controls (20 Feb 2013 to 6 Mar 2016)
• HTB LEASING & FINANCE LTD (no longer approved here)

  FRN 165116

  • SMF7 Group Entity Senior Manager (20 Jul 2016 to 1 Apr 2021)
  • CF28 Systems and controls (15 May 2013 to 6 Mar 2016)
• Aviva Investors UK Fund Services Limited (no longer approved here)

  FRN 119310

  • CF28 Systems and controls (7 Feb 2011 to 7 Feb 2011)
• Aviva Life & Pensions UK Limited (no longer approved here)

  FRN 185896

  • CF28 Systems and controls (7 Feb 2011 to 1 Jun 2012)
• Aviva Wrap UK Limited (no longer approved here)

  FRN 231530

  • CF28 Systems and controls (7 Feb 2011 to 1 Jun 2012)
• Aviva Health UK Limited (no longer approved here)

  FRN 308139

  • CF28 Systems and controls (7 Feb 2011 to 1 Jun 2012)
• Aviva Equity Release UK Limited (no longer approved here)

  FRN 310433

  • CF28 Systems and controls (7 Feb 2011 to 1 Jun 2012)
• Aviva Pension Trustees UK Limited (no longer approved here)

  FRN 465132

  • CF28 Systems and controls (7 Feb 2011 to 1 Jun 2012)

No changes recorded yet.