Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Sole trader dealing with clients for which they require qualification (since 1 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
  • Spotlight Financial Solutions Ltd (no longer approved here)

    FRN 586064

    • Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 1 Apr 2021)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.