Roger Percival Hatherell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 13 Feb 2020)
    • [FCA CF] Client dealing (since 13 Feb 2020)
    • CF1 Director (AR) (since 10 Jan 2020)
    • CF30 Customer (since 10 Jan 2020)
  • Kingfisher Wealth Management Ltd

    FRN 918861

    • (1)Employed By (since 10 Jan 2020)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (22 Feb 2006 to 13 Aug 2010)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (8 Jan 2002 to 9 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.