Liquidnet Europe Limited

• Principal Place of Business

  TP ICAP, 135 Bishopsgate,

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  TP ICAP, 135 Bishopsgate,

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sonja Schlagbauer

  IRN SXS03392

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Dec 2021)
  • CF30 Customer (2 Oct 2018 to 8 Dec 2019)
• Stephen Charles Grady

  IRN SCG01041

  • CF2 Non Executive Director (11 Jul 2017 to 12 Feb 2019)
• Stephen Howard Sparke

  IRN SHS01027

  • SMF9 Chair of the Governing Body (since 4 Jul 2025)
  • Director of firm who is not a certification employee or a SMF manager (1 Sep 2021 to 4 Jul 2025)
• Steve Farrell

  IRN SHF01017

  • CF30 Customer (1 Nov 2007 to 9 Dec 2011)
  • CF26 Customer Trading (8 Oct 2003 to 31 Oct 2007)
• Steven George Brown

  IRN SGB01068

  • CF30 Customer (1 Nov 2007 to 23 Aug 2010)
  • CF29 Significant management (1 Nov 2007 to 23 Aug 2010)
  • CF26 Customer Trading (29 Aug 2002 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 23 Aug 2010)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
• Stuart Thompson

  IRN SXT01571

  • CF30 Customer (15 Apr 2013 to 8 Dec 2019)
• Stuart Walton

  IRN SJW01378

  • [FCA CF] Client dealing (since 18 Mar 2024)
• Susan Maple

  IRN SXM03902

  • [FCA CF] Material risk taker (since 23 Mar 2021)
• Thierry Bernhard Franz Klotz

  IRN TBK01003

  • CF30 Customer (26 Jun 2012 to 23 Aug 2013)
• Thierry Jean Philippe Sciard

  IRN TJS00067

  • CF2 Non Executive Director (2 Mar 2016 to 1 Feb 2017)

No changes recorded yet.