Stephen Charles Grady

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zenithar Ltd (no longer approved here)

    FRN 925245

    • [FCA CF] Significant management (8 Sep 2025 to 13 Apr 2026)
    • [FCA CF] Client dealing (8 Sep 2025 to 13 Apr 2026)
  • Ipreo Limited (no longer approved here)

    FRN 775369

    • SMF9 Chair of the Governing Body (9 Jun 2021 to 9 Jul 2021)
    • SMF3 Executive Director (9 Dec 2019 to 9 Jul 2021)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
  • Liquidnet Europe Limited (no longer approved here)

    FRN 198039

    • CF2 Non Executive Director (11 Jul 2017 to 12 Feb 2019)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • CF29 Significant management (7 Aug 2014 to 21 Mar 2017)
    • CF30 Customer (7 Aug 2012 to 21 Mar 2017)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (5 Jun 2008 to 17 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.