Date authorised
23 October 2020
Companies House
12514904
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor Connaught House
    1-3 Mount Street
    London
    W1K 3NB
    UNITED KINGDOM
    Phone
    +447472663766
  • Complaints Contact

    2nd Floor Connaught House
    1-3 Mount Street
    London
    W1K 3NB
    UNITED KINGDOM
    Phone
    +447472663766

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Douglas Hulton

    IRN AXH88656

    • [FCA CF] Client dealing (since 2 Feb 2026)
    • [FCA CF] Significant management (since 2 Feb 2026)
  • Frederick Saunders

    IRN FXS00296

    • [FCA CF] Client dealing (since 20 Apr 2026)
  • Harry James Elliott

    IRN HJE01022

    • [FCA CF] Client dealing (4 Nov 2021 to 20 Mar 2024)
  • Ipek Celine Martha Cruz

    IRN IXD01089

    • [FCA CF] Client dealing (5 Nov 2020 to 22 Apr 2021)
  • Robert James Ebert

    IRN RJE01061

    • SMF1 Chief Executive (since 23 Oct 2020)
    • SMF16 Compliance Oversight (since 23 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Oct 2020)
    • SMF3 Executive Director (since 23 Oct 2020)
  • Stephen Charles Grady

    IRN SCG01041

    • [FCA CF] Client dealing (8 Sep 2025 to 13 Apr 2026)
    • [FCA CF] Significant management (8 Sep 2025 to 13 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.