Ipreo Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Carl David James
IRN CDJ01028
- SMF3 Executive Director (since 26 Aug 2025)
Christopher Sztam
IRN CXS23288
- SMF3 Executive Director (13 Feb 2020 to 1 Aug 2023)
Duncan Edward Phillips
IRN DEP01036
- SMF1 Chief Executive (9 Dec 2019 to 10 Apr 2020)
- SMF3 Executive Director (9 Dec 2019 to 10 Apr 2020)
- CF1 Director (1 Sep 2017 to 8 Dec 2019)
- CF3 Chief Executive (1 Sep 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Sep 2017 to 15 Mar 2019)
Gary Brian Dockray
IRN GBD01023
- CF1 Director (1 Sep 2017 to 2 Aug 2018)
Harry Paul
IRN HXP00298
- SMF3 Executive Director (since 26 Aug 2025)
- SMF16 Compliance Oversight (26 Aug 2025 to 4 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (26 Aug 2025 to 4 Nov 2025)
John Reyher
IRN JXR92081
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Dec 2020 to 24 Mar 2022)
- SMF16 Compliance Oversight (16 Dec 2020 to 24 Mar 2022)
Nicholas Hall
IRN NXH20121
- SMF3 Executive Director (15 Jun 2020 to 18 Oct 2022)
Nicholas John Schutz
IRN NJS01259
- SMF3 Executive Director (9 Dec 2019 to 29 Feb 2020)
- CF1 Director (1 Sep 2017 to 8 Dec 2019)
Ryan Keogh
IRN RXK02037
- SMF16 Compliance Oversight (9 Dec 2019 to 8 Jun 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jun 2020)
- CF10 Compliance Oversight (22 May 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 May 2019 to 8 Dec 2019)
Ryan Weelson
IRN RXW00536
- SMF3 Executive Director (since 7 Apr 2026)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.