Duncan Edward Phillips

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ipreo Limited (no longer approved here)

    FRN 775369

    • SMF1 Chief Executive (9 Dec 2019 to 10 Apr 2020)
    • SMF3 Executive Director (9 Dec 2019 to 10 Apr 2020)
    • CF1 Director (1 Sep 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2017 to 15 Mar 2019)
    • CF3 Chief Executive (1 Sep 2017 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (16 Jan 2003 to 7 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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