Stephen Howard Sparke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP MTF LIMITED

    FRN 124341

    • SMF9 Chair of the Governing Body (since 4 Jul 2025)
    • Director of firm who is not a certification employee or a SMF manager (23 Mar 2020 to 4 Jul 2025)
    • [FCA CF] Material risk taker (23 Mar 2020 to 3 Jul 2023)
  • TP ICAP Markets Limited

    FRN 124520

    • SMF9 Chair of the Governing Body (since 4 Jul 2025)
    • SMF10 Chair of the Risk Committee (27 Nov 2023 to 22 Aug 2025)
    • [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2024)
    • SMF12 Chair of the Remuneration Committee (23 Aug 2021 to 1 Aug 2024)
  • TP ICAP E&C Limited

    FRN 146880

    • SMF9 Chair of the Governing Body (since 4 Jul 2025)
    • SMF10 Chair of the Risk Committee (27 Nov 2023 to 22 Aug 2025)
    • [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2024)
    • SMF12 Chair of the Remuneration Committee (23 Aug 2021 to 1 Aug 2024)
  • TP ICAP Broking Limited

    FRN 154234

    • SMF9 Chair of the Governing Body (since 4 Jul 2025)
    • SMF10 Chair of the Risk Committee (27 Nov 2023 to 22 Aug 2025)
    • [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2024)
    • SMF12 Chair of the Remuneration Committee (23 Aug 2021 to 1 Aug 2024)
  • Liquidnet Europe Limited

    FRN 198039

    • SMF9 Chair of the Governing Body (since 4 Jul 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2021 to 4 Jul 2025)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF1 Director (AR) (21 Mar 2016 to 7 Jan 2019)
  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • CF28 Systems and controls (25 Apr 2012 to 11 May 2018)
    • CF1 Director (20 Jun 2011 to 11 May 2018)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF28 Systems and controls (25 Apr 2012 to 11 May 2018)
    • CF1 Director (24 Feb 2010 to 11 May 2018)
    • CF29 Significant management (1 Sep 2008 to 18 Apr 2012)
    • CF30 Customer (1 Sep 2008 to 11 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

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