Stuart Walton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Liquidnet Europe Limited
FRN 198039
- [FCA CF] Client dealing (since 18 Mar 2024)
TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 1 Oct 2022)
TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 31 Mar 2020)
Eiger Securities LLP (no longer approved here)
FRN 228827
- CF30 Customer (16 Jun 2008 to 25 Aug 2009)
- CF4 Partner (16 Jun 2008 to 25 Aug 2009)
- CF4 Partner (AR) (16 Aug 2006 to 9 Jun 2008)
Global Credit Securities LLP (no longer approved here)
FRN 440047
- (7)Employed By (16 Aug 2006 to 25 Aug 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.