Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Jones

  IRN AJJ00017

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Nov 2025)
  • CF30 Customer (6 Mar 2013 to 28 Nov 2025)
• Alan Laurence Hudson

  IRN ALH00012

  • CF21 Investment Adviser (19 Jun 2003 to 23 Oct 2003)
• Alan Leonard Willey

  IRN ALW00007

  • CF30 Customer (1 Nov 2007 to 8 Oct 2012)
  • CF21 Investment Adviser (20 Nov 2003 to 31 Oct 2007)
• Alan Mackay Halliday

  IRN AMH00042

  • CF21 Investment Adviser (19 Jun 2003 to 17 Mar 2005)
• Alan Michael Bowles

  IRN AMB01173

  • CF21 Investment Adviser (17 Jan 2003 to 14 May 2004)
• Alan Michael Parker

  IRN AMP00010

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2022)
  • CF30 Customer (1 Nov 2007 to 20 Dec 2022)
  • CF7 Sole Trader (AR) (12 Oct 2004 to 31 Jan 2007)
  • CF21 Investment Adviser (29 Apr 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Apr 2002)
• Alan Michael Smith

  IRN AMS00064

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
  • CF7 Sole Trader (AR) (27 Sep 2004 to 9 Jan 2007)
• Alan Morison

  IRN AAM00039

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Dec 2021)
  • CF30 Customer (30 Dec 2011 to 30 Dec 2021)
• Alan Moxon

  IRN AXM00091

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
• Alan Munro

  IRN ATM00017

  • CF30 Customer (28 Dec 2011 to 23 Dec 2012)

• IFA Professional Partnership Ltd (no longer appointed)

  FRN 467044 · Appointed 1 Apr 2011 · Until 31 Mar 2014

• Independent Financial Services (North West) Ltd (no longer appointed)

  FRN 458090 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• Taylor McGill Financial Services Ltd (no longer appointed)

  FRN 206446 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• Clearwater Financial Solutions Ltd (no longer appointed)

  FRN 231360 · Appointed 1 Apr 2011 · Until 2 Apr 2014

• Blue Financial Group Limited (no longer appointed)

  FRN 525994 · Appointed 1 Apr 2011 · Until 24 May 2016

• Elixir Financial Management Ltd (no longer appointed)

  FRN 531203 · Appointed 1 Apr 2011 · Until 31 Dec 2021

• Falcon Pensions & Investments Ltd (no longer appointed)

  FRN 484322 · Appointed 1 Apr 2011 · Until 11 Jan 2012

• Adaptive Financial Strategies Limited (no longer appointed)

  FRN 529101 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• IMIC Limited (no longer appointed)

  FRN 528396 · Appointed 1 Apr 2011 · Until 31 Dec 2011

• Sovereign Independent Financial Advisers Limited (no longer appointed)

  FRN 227880 · Appointed 1 Apr 2011 · Until 30 Nov 2012

No changes recorded yet.