Alan Michael Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Davidsons Independent Financial Advisers Limited (no longer approved here)
FRN 224407
- CF30 Customer (23 Sep 2008 to 22 Mar 2012)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
- CF7 Sole Trader (AR) (27 Sep 2004 to 9 Jan 2007)
Foresight Financial Planning Limited (no longer approved here)
FRN 200563
- (4)Employed By (25 Jan 2005 to 30 Sep 2008)
Fouracre Financial Planning (no longer approved here)
FRN 211576
- (1)Employed By (9 May 2002 to 30 Sep 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.