Alan Morison

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A2M Financial & Estate Planning Ltd

    FRN 953494

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2022)
    • SMF16 Compliance Oversight (since 6 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jan 2022)
    • SMF3 Executive Director (since 6 Jan 2022)
    • [FCA CF] Client dealing (since 6 Jan 2022)
    • Responsibility for MCD Intermediation (since 6 Jan 2022)
    • Responsible for Insurance Distribution (since 6 Jan 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Dec 2021)
    • CF30 Customer (30 Dec 2011 to 30 Dec 2021)
  • Alban Associates Limited (no longer approved here)

    FRN 206467

    • (21)Employed By (26 Apr 2002 to 22 Jan 2004)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 29 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alban Associates Limited

  2. controlled function added: (21)Employed By at Alban Associates Limited