Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Darren John Smith
IRN DJS00086
- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF7 Sole Trader (AR) (4 Dec 2002 to 31 Jan 2007)
- CF21 Investment Adviser (4 Dec 2002 to 31 Oct 2007)
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Darren Keith Kenny
IRN DKK01011
- CF30 Customer (1 Nov 2007 to 13 Nov 2013)
- CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
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Darren Michael Wilson-Baylay
IRN DMB01126
- CF21 Investment Adviser (17 Feb 2006 to 1 Dec 2006)
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Darren William John Sharkey
IRN DWS01044
- SMF18 Other Overall Responsibility (10 Jun 2020 to 1 Jan 2021)
- CF1 Director (AR) (8 Jan 2020 to 3 Nov 2020)
- SMF3 Executive Director (9 Dec 2019 to 17 May 2020)
- CF1 Director (4 Oct 2019 to 8 Dec 2019)
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Darren Wilson
IRN DXW00083
- [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Dec 2021)
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Darren Wiltshire
IRN DXW00082
- CF30 Customer (11 Jul 2014 to 30 Nov 2016)
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Darryl Louise Nolan
IRN DLS00019
- CF30 Customer (1 Dec 2010 to 28 Jul 2013)
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David Albert Heath
IRN DAH00097
- CF21 Investment Adviser (9 Nov 2004 to 29 Dec 2006)
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David Alexander Neale
IRN DAN00002
- CF30 Customer (1 Apr 2011 to 31 Dec 2012)
- CF1 Director (AR) (1 Apr 2011 to 31 Dec 2012)
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David Allan Beatie
IRN DAB00112
- CF21 Investment Adviser (1 Nov 2002 to 22 May 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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IFA Professional Partnership Ltd (no longer appointed)
FRN 467044 · Appointed 1 Apr 2011 · Until 31 Mar 2014
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Independent Financial Services (North West) Ltd (no longer appointed)
FRN 458090 · Appointed 1 Apr 2011 · Until 31 Dec 2012
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Taylor McGill Financial Services Ltd (no longer appointed)
FRN 206446 · Appointed 1 Apr 2011 · Until 31 Dec 2012
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Clearwater Financial Solutions Ltd (no longer appointed)
FRN 231360 · Appointed 1 Apr 2011 · Until 2 Apr 2014
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Blue Financial Group Limited (no longer appointed)
FRN 525994 · Appointed 1 Apr 2011 · Until 24 May 2016
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Elixir Financial Management Ltd (no longer appointed)
FRN 531203 · Appointed 1 Apr 2011 · Until 31 Dec 2021
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Falcon Pensions & Investments Ltd (no longer appointed)
FRN 484322 · Appointed 1 Apr 2011 · Until 11 Jan 2012
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Adaptive Financial Strategies Limited (no longer appointed)
FRN 529101 · Appointed 1 Apr 2011 · Until 31 Dec 2012
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Sovereign Independent Financial Advisers Limited (no longer appointed)
FRN 227880 · Appointed 1 Apr 2011 · Until 30 Nov 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.