David Alexander Neale

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 May 2022)
    • Appointed representative dealing with clients for which they require qualification (since 3 May 2022)
    • CF1 Director (AR) (since 25 Mar 2022)
    • CF30 Customer (since 25 Mar 2022)
  • Cartesian Wealth Limited

    FRN 972785

    • Employed By (since 25 Mar 2022)
  • Adaptive Financial Strategies Limited (no longer approved here)

    FRN 529101

    • Employed By (21 Jan 2013 to 8 Oct 2018)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (1 Apr 2011 to 31 Dec 2012)
    • CF30 Customer (1 Apr 2011 to 31 Dec 2012)
  • JNJ Financial Management Ltd (no longer approved here)

    FRN 223037

    • (2)Employed By (5 Jan 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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