Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 28 Jul 2025)
    • CF1 Director (AR) (since 10 Jul 2025)
    • CF30 Customer (since 10 Jul 2025)
    • (1)Employed By (since 10 Jul 2025)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Dec 2010 to 28 Jul 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (657)Employed By (1 Dec 2010 to 28 Jul 2013)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (11 Oct 2005 to 28 Mar 2006)
    • CF22 Investment Adviser (Trainee) (14 Jan 2005 to 11 Oct 2005)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF22 Investment Adviser (Trainee) (16 Aug 2002 to 14 Jan 2005)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF22 Investment Adviser (Trainee) (16 Aug 2002 to 14 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.