Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Marcus Phillips Maisey

  IRN DMM00028

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• David Mark Holloway

  IRN DMH01146

  • CF30 Customer (15 Apr 2013 to 31 Aug 2014)
• David Martin James Hickey

  IRN DMH01154

  • CF1 Director (21 Nov 2006 to 29 Aug 2012)
  • CF17 Significant Mgt (Other Business Operations) (24 Jan 2006 to 21 Nov 2006)
• David Martin Vine

  IRN DMV00003

  • CF30 Customer (9 Nov 2007 to 31 Dec 2008)
• David Martyn Lewis

  IRN DML00010

  • CF1 Director (AR) (24 Feb 2004 to 6 Aug 2014)
• David Michael Catchpole

  IRN DMC00032

  • CF21 Investment Adviser (1 Nov 2002 to 20 Dec 2002)
• David Michael Johnson

  IRN DMJ01067

  • CF30 Customer (30 Nov 2011 to 31 Dec 2012)
• David Mitchinson

  IRN DXM01697

  • CF30 Customer (1 Nov 2007 to 18 Jul 2009)
  • CF21 Investment Adviser (6 Aug 2004 to 31 Oct 2007)
• David Morgan Mansbridge

  IRN DMM00016

  • CF21 Investment Adviser (29 Apr 2004 to 20 Jun 2007)
• David Mullen

  IRN DPM00014

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jun 2021)
  • CF30 Customer (30 Apr 2008 to 29 Jun 2021)

• Elixir Financial Management Ltd (no longer appointed)

  FRN 531203 · Appointed 1 Apr 2011 · Until 31 Dec 2021

• Advice Matters UK Ltd (no longer appointed)

  FRN 430315 · Appointed 1 Apr 2011 · Until 6 Dec 2017

• LighthouseGP Ltd (no longer appointed)

  FRN 494451 · Appointed 1 Apr 2011 · Until 4 Apr 2011

• 121 Advice Limited (no longer appointed)

  FRN 494039 · Appointed 1 Apr 2011 · Until 21 May 2014

• Clearwater Financial Solutions Ltd (no longer appointed)

  FRN 231360 · Appointed 1 Apr 2011 · Until 2 Apr 2014

• Deverill Black & Co Ltd (no longer appointed)

  FRN 194960 · Appointed 1 Apr 2011 · Until 20 Dec 2013

• Independent Financial Services (UK) Ltd (no longer appointed)

  FRN 206445 · Appointed 1 Apr 2011 · Until 9 Apr 2013

• Independent Financial Services (North West) Ltd (no longer appointed)

  FRN 458090 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• Blue Financial Group Limited (no longer appointed)

  FRN 525994 · Appointed 1 Apr 2011 · Until 24 May 2016

• Adaptive Financial Strategies Limited (no longer appointed)

  FRN 529101 · Appointed 1 Apr 2011 · Until 31 Dec 2012

No changes recorded yet.