David Michael Catchpole

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Oct 2014)
    • CF30 Customer (since 14 Dec 2012)
  • Howard Reuben (no longer approved here)

    FRN 403701

    • (2)Employed By (9 Feb 2012 to 19 Oct 2012)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 17 Dec 2012)
    • CF4 Partner (AR) (1 Nov 2004 to 5 Jun 2009)
    • CF21 Investment Adviser (10 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Feb 2003 to 10 Dec 2003)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (1 Nov 2002 to 20 Dec 2002)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.