David Mullen

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verdant Financial Planning Limited

    FRN 928401

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 15 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 13 Jul 2021)
    • [FCA CF] Client dealing (since 13 Jul 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jun 2021)
    • CF30 Customer (30 Apr 2008 to 29 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.