Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 8 Mar 2007)
    • CF1 Director (31 Oct 2004 to 8 Mar 2007)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (24 Feb 2004 to 6 Aug 2014)
  • Elite Independent Financial Advisers Ltd (no longer approved here)

    FRN 229908

    • (2)Employed By (24 Feb 2004 to 8 Mar 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF1 Director (AR) (1 Dec 2001 to 31 Oct 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2005)
    • CF1 Director (AR) (1 Dec 2001 to 26 Jun 2007)
  • Elite Financial Services Ltd (no longer approved here)

    FRN 207707

    • Employed By (1 Dec 2001 to 26 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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