Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Jones

  IRN AJJ00017

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Nov 2025)
  • CF30 Customer (6 Mar 2013 to 28 Nov 2025)
• Alan Laurence Hudson

  IRN ALH00012

  • CF21 Investment Adviser (19 Jun 2003 to 23 Oct 2003)
• Alan Leonard Willey

  IRN ALW00007

  • CF30 Customer (1 Nov 2007 to 8 Oct 2012)
  • CF21 Investment Adviser (20 Nov 2003 to 31 Oct 2007)
• Alan Mackay Halliday

  IRN AMH00042

  • CF21 Investment Adviser (19 Jun 2003 to 17 Mar 2005)
• Alan Michael Bowles

  IRN AMB01173

  • CF21 Investment Adviser (17 Jan 2003 to 14 May 2004)
• Alan Michael Parker

  IRN AMP00010

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2022)
  • CF30 Customer (1 Nov 2007 to 20 Dec 2022)
  • CF7 Sole Trader (AR) (12 Oct 2004 to 31 Jan 2007)
  • CF21 Investment Adviser (29 Apr 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Apr 2002)
• Alan Michael Smith

  IRN AMS00064

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
  • CF7 Sole Trader (AR) (27 Sep 2004 to 9 Jan 2007)
• Alan Morison

  IRN AAM00039

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Dec 2021)
  • CF30 Customer (30 Dec 2011 to 30 Dec 2021)
• Alan Moxon

  IRN AXM00091

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
• Alan Munro

  IRN ATM00017

  • CF30 Customer (28 Dec 2011 to 23 Dec 2012)

• Mackenzie Wealth Management LLP (no longer appointed)

  FRN 440731 · Appointed 28 Dec 2011 · Until 2 Aug 2019

• AML Associates Financial Services Ltd (no longer appointed)

  FRN 220915 · Appointed 28 Dec 2011 · Until 26 Jul 2013

• Bailey Richards Ltd (no longer appointed)

  FRN 480744 · Appointed 28 Dec 2011 · Until 12 Dec 2012

• Trafalgar Mortgages & Financial Services (no longer appointed)

  FRN 446398 · Appointed 21 Dec 2011 · Until 31 Mar 2023

• Norman Gray (no longer appointed)

  FRN 220159 · Appointed 13 Dec 2011 · Until 30 Nov 2020

• Rodney Neil Financial Services (Blairgowrie) Limited (no longer appointed)

  FRN 463440 · Appointed 28 Nov 2011 · Until 30 Jun 2021

• GSLP Financial Management Ltd (no longer appointed)

  FRN 219998 · Appointed 24 Nov 2011 · Until 30 Jun 2017

• Quro Financial Solutions Limited (no longer appointed)

  FRN 567655 · Appointed 31 Oct 2011 · Until 5 Dec 2014

• Menai Financial Solutions Limited (no longer appointed)

  FRN 461176 · Appointed 20 Oct 2011 · Until 6 Nov 2020

• David Dawes (no longer appointed)

  FRN 563917 · Appointed 5 Sep 2011 · Until 9 Jan 2017

No changes recorded yet.