Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Andrew Milburn

  IRN JAM00029

  • CF21 Investment Adviser (20 Jul 2004 to 1 Mar 2005)
  • CF22 Investment Adviser (Trainee) (20 Jun 2003 to 20 Jul 2004)
• John Anthony David Ridgway

  IRN JAR00013

  • CF7 Sole Trader (AR) (10 Dec 2002 to 10 Aug 2004)
  • CF21 Investment Adviser (10 Dec 2002 to 10 Aug 2004)
• John Austin

  IRN JXA00042

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF7 Sole Trader (AR) (28 Feb 2003 to 31 Jan 2007)
  • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
• John Austin Shapland

  IRN JAS00070

  • CF30 Customer (1 Nov 2007 to 29 May 2013)
  • CF24 Pension Transfer Specialist (19 Jun 2003 to 16 Feb 2005)
  • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
• John Bampton

  IRN JHB00033

  • CF21 Investment Adviser (1 Nov 2002 to 22 May 2003)
• John Bowman

  IRN JXB01651

  • CF21 Investment Adviser (17 Mar 2005 to 6 Dec 2005)
• John Brian Drakes

  IRN JBD00007

  • CF30 Customer (1 Nov 2007 to 31 Jul 2010)
  • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
• John Burns

  IRN JXB00120

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 18 May 2009)
• John Butterworth

  IRN JXB00186

  • CF30 Customer (1 Apr 2011 to 31 Dec 2012)
• John Charles Amies Wilkinson

  IRN JCW01175

  • [FCA CF] Significant management (since 16 Jan 2026)

• Falcon Pensions & Investments Ltd (no longer appointed)

  FRN 484322 · Appointed 14 Feb 2012 · Until 1 May 2012

• Ketton Consultants Ltd (no longer appointed)

  FRN 487872 · Appointed 3 Feb 2012 · Until 17 Sep 2012

• Richmond Financial Management (no longer appointed)

  FRN 178016 · Appointed 19 Jan 2012 · Until 4 Mar 2018

• Albyn Associates Financial Management LLP (no longer appointed)

  FRN 220005 · Appointed 30 Dec 2011 · Until 14 Dec 2023

• Polaris Partnership (no longer appointed)

  FRN 451775 · Appointed 30 Dec 2011 · Until 22 Sep 2013

• Avis & Keith Partnership (no longer appointed)

  FRN 225348 · Appointed 28 Dec 2011 · Until 1 Dec 2021

• HMS Financial Limited (no longer appointed)

  FRN 552103 · Appointed 28 Dec 2011 · Until 16 Sep 2021

• Hurley Brown Financial Planning Ltd (no longer appointed)

  FRN 225107 · Appointed 28 Dec 2011 · Until 27 Nov 2020

• Alderwick James Financial Services LLP (no longer appointed)

  FRN 441498 · Appointed 28 Dec 2011 · Until 26 Feb 2021

• Banchory Financial Services (no longer appointed)

  FRN 228144 · Appointed 28 Dec 2011 · Until 17 Oct 2016

No changes recorded yet.