This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Richmond Financial Management

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FRN: 178016
Last scraped: 3 hours ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

26 Bondend Road

Upton St. Leonards

Gloucester

Gloucestershire

GL4 8DX

UNITED KINGDOM

Phone

+4401452615195

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Angela Hewitt
IRN AXH01455
- (3)Employed By (1 Dec 2001 to 31 Dec 2011)
Eric Peter Hewitt
IRN EPH00001
- (2)Employed By (15 Feb 2012 to 27 Feb 2018)
Iain Kerr Black
IRN IKB00007
- (5)Employed By (6 Feb 2012 to 23 Sep 2019)
Neville Richard Bond
IRN NRB01049
- (1)Employed By (1 Dec 2001 to 19 Apr 2004)
Oliver Roylance-Smith
IRN OXR01015
- (6)Employed By (27 Nov 2008 to 30 Dec 2010)
Robert Paul Bowers
IRN RPB01116
- (4)Employed By (30 Oct 2013 to 20 May 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.