Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Best Practice IFA Group Limited
FRN 223112
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 3 Jun 2016)
- CF30 Customer (since 3 Jun 2016)
-
Blue Financial Group Limited
FRN 525994
- Employed By (since 3 Jun 2016)
- Employed By (30 Jul 2010 to 20 May 2016)
-
- (4)Employed By (30 Oct 2013 to 20 May 2016)
-
- (67)Employed By (26 Sep 2011 to 5 Oct 2011)
-
- CF1 Director (AR) (1 Jun 2011 to 20 May 2016)
- CF30 Customer (1 Apr 2011 to 17 May 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.