Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Philip James Financial Services Ltd. (no longer approved here)

    FRN 531018

    • [FCA CF] Functions requiring qualifications (16 Sep 2021 to 13 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2024)
    • CF30 Customer (17 Nov 2015 to 4 Nov 2021)
  • Independent Financial Services (UK) Ltd (no longer approved here)

    FRN 206445

    • (66)Employed By (21 Feb 2013 to 29 Sep 2015)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Apr 2011 to 31 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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