John Austin Shapland

• TRULY INDEPENDENT LTD (no longer approved here)

  FRN 513655

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2024)
  • CF30 Customer (15 Sep 2017 to 8 Dec 2019)
• True Potential Wealth Management LLP (no longer approved here)

  FRN 529810

  • CF30 Customer (15 Apr 2013 to 18 Oct 2017)
• Lighthouse Advisory Services Limited (no longer approved here)

  FRN 195199

  • CF30 Customer (1 Nov 2007 to 29 May 2013)
  • CF24 Pension Transfer Specialist (19 Jun 2003 to 16 Feb 2005)
  • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
• Falcon Financial Advice Limited (no longer approved here)

  FRN 401814

  • (51)Employed By (13 Oct 2004 to 8 Dec 2019)
• Lighthouse Financial Advice Limited (no longer approved here)

  FRN 225502

  • (362)Employed By (19 Jun 2003 to 29 May 2013)
• HBOS Investment Fund Managers Limited (no longer approved here)

  FRN 119223

  • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)

No changes recorded yet.