Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Quilter Investment Platform Limited
FRN 165359
- [FCA CF] Material risk taker (since 16 Jan 2026)
- [FCA CF] Significant management (since 16 Jan 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 15 Jun 2023)
- SMF4 Chief Risk (9 Dec 2019 to 15 Jun 2023)
- CF10 Compliance Oversight (7 Aug 2017 to 8 Dec 2019)
- CF28 Systems and controls (7 Aug 2017 to 8 Dec 2019)
-
Quilter Financial Planning Solutions Limited
FRN 184591
- [FCA CF] Significant management (since 16 Jan 2026)
-
Lighthouse Advisory Services Limited
FRN 195199
- [FCA CF] Significant management (since 16 Jan 2026)
-
Quilter Life & Pensions Limited
FRN 207977
- [FCA CF] Significant management (since 16 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 16 Jan 2026)
- [FCA CF] Material risk taker (since 16 Jan 2026)
- SMF4 Chief Risk (10 Dec 2018 to 15 Jun 2023)
- SMF16 Compliance Oversight (10 Dec 2018 to 15 Jun 2023)
- SIMF4 Chief Risk Function (7 Aug 2017 to 9 Dec 2018)
- CF10 Compliance Oversight (7 Aug 2017 to 9 Dec 2018)
-
Quilter Investors Limited
FRN 208543
- [FCA CF] Significant management (since 16 Jan 2026)
- [FCA CF] Material risk taker (since 16 Jan 2026)
-
QUILTER WEALTH LIMITED
FRN 217742
- [FCA CF] Significant management (since 16 Jan 2026)
-
QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- [FCA CF] Significant management (since 16 Jan 2026)
-
Quilter Mortgage Planning Limited
FRN 440718
- [FCA CF] Significant management (since 16 Jan 2026)
-
Quilter Financial Limited
FRN 497604
- [FCA CF] Significant management (since 16 Jan 2026)
-
- SMF3 Executive Director (10 Jan 2025 to 14 Nov 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.