Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novia Financial Plc (no longer approved here)

    FRN 481600

    • SMF4 Chief Risk (10 Jan 2025 to 14 Nov 2025)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • SMF16 Compliance Oversight (10 Dec 2018 to 31 Dec 2019)
    • SMF4 Chief Risk (10 Dec 2018 to 31 Dec 2019)
    • CF10 Compliance Oversight (7 Aug 2017 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (7 Aug 2017 to 9 Dec 2018)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF10 Compliance Oversight (18 Sep 2015 to 31 Mar 2017)
    • CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF10 Compliance Oversight (18 Sep 2015 to 31 Mar 2017)
    • CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
  • Aviva Wrap UK Limited (no longer approved here)

    FRN 231530

    • CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • CF10 Compliance Oversight (28 Aug 2007 to 8 Sep 2008)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF10 Compliance Oversight (28 Aug 2007 to 8 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

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