Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF4 Chief Risk (10 Jan 2025 to 14 Nov 2025)
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- SMF16 Compliance Oversight (10 Dec 2018 to 31 Dec 2019)
- SMF4 Chief Risk (10 Dec 2018 to 31 Dec 2019)
- CF10 Compliance Oversight (7 Aug 2017 to 9 Dec 2018)
- SIMF4 Chief Risk Function (7 Aug 2017 to 9 Dec 2018)
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- CF10 Compliance Oversight (18 Sep 2015 to 31 Mar 2017)
- CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
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- CF10 Compliance Oversight (18 Sep 2015 to 31 Mar 2017)
- CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
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- CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
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- CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
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- CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
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- CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
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- CF10 Compliance Oversight (28 Aug 2007 to 8 Sep 2008)
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- CF10 Compliance Oversight (28 Aug 2007 to 8 Sep 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.