Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Richard Reid

  IRN JRR00019

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2023)
  • CF30 Customer (1 Nov 2007 to 9 Feb 2023)
  • CF21 Investment Adviser (20 May 2003 to 31 Oct 2007)
• James Robert Bryce

  IRN JRB00031

  • CF1 Director (AR) (14 Oct 2021 to 12 Nov 2021)
• James Stephen McLoughlin

  IRN JSM00014

  • CF21 Investment Adviser (5 Apr 2007 to 1 May 2007)
• James Stuart Clark

  IRN JSC00018

  • CF1 Director (AR) (1 Dec 2001 to 12 Dec 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
• James Tait Wiseman

  IRN JTW00013

  • CF30 Customer (28 Dec 2011 to 9 Sep 2013)
  • CF1 Director (AR) (28 Dec 2011 to 9 Sep 2013)
• James Trail Thomson Davidson

  IRN JXD00132

  • CF30 Customer (28 Dec 2011 to 31 Dec 2012)
• James Walter Wilson

  IRN JWW00008

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF7 Sole Trader (AR) (19 Dec 2002 to 1 Jan 2004)
  • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
• James Wesley Mellor

  IRN JWM01139

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Aug 2022)
  • CF30 Customer (9 Oct 2012 to 19 Aug 2022)
• James William Graham

  IRN JWG00019

  • CF30 Customer (6 May 2009 to 9 Aug 2010)
  • CF21 Investment Adviser (19 Jun 2003 to 10 Jun 2005)
• James William John Edge

  IRN JWE00008

  • CF30 Customer (25 Sep 2013 to 27 Dec 2014)

• M K Mortgage Advisers (no longer appointed)

  FRN 468581 · Appointed 1 Jun 2007 · Until 31 Oct 2007

• The Octavian Partnership (SM Financial Services) (no longer appointed)

  FRN 467345 · Appointed 1 May 2007 · Until 31 Dec 2008

• Apex CB Financial Planning Ltd (no longer appointed)

  FRN 466169 · Appointed 3 Apr 2007 · Until 31 Dec 2009

• Lighthouse Thames Ltd (no longer appointed)

  FRN 465401 · Appointed 16 Mar 2007 · Until 27 Nov 2013

• David Farrar Associates (no longer appointed)

  FRN 225333 · Appointed 26 Feb 2007 · Until 31 Aug 2008

• MMSC Ltd (no longer appointed)

  FRN 464122 · Appointed 16 Feb 2007 · Until 25 Nov 2008

• Integritas (no longer appointed)

  FRN 463266 · Appointed 1 Feb 2007 · Until 2 Jan 2019

• Abacus Asset Investment Limited (no longer appointed)

  FRN 206209 · Appointed 23 Jan 2007 · Until 31 Aug 2008

• Eldercare Solutions Ltd (no longer appointed)

  FRN 462575 · Appointed 16 Jan 2007 · Until 22 Nov 2013

• CNFP LLP (no longer appointed)

  FRN 461541 · Appointed 18 Dec 2006 · Until 1 Mar 2016

No changes recorded yet.