James Wesley Mellor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINLI (FA92) LIMITED

    FRN 195522

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (5 May 2022 to 19 Aug 2022)
    • CF30 Customer (22 Mar 2022 to 19 Aug 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Aug 2022)
    • CF30 Customer (9 Oct 2012 to 19 Aug 2022)
  • The Mellor Practice Limited (no longer approved here)

    FRN 781822

    • Employed By (30 Jun 2017 to 19 Aug 2022)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (508)Employed By (9 Oct 2012 to 19 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

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