James Stephen McLoughlin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fairstone Financial Management Limited (no longer approved here)
FRN 475973
- CF30 Customer (25 Feb 2011 to 24 Oct 2012)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (5 Apr 2007 to 1 May 2007)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (282)Employed By (5 Apr 2007 to 1 May 2007)
Liverpool Victoria Financial Advice Services Limited (no longer approved here)
FRN 186890
- CF21 Investment Adviser (10 Oct 2006 to 26 Apr 2007)
- CF22 Investment Adviser (Trainee) (21 Sep 2005 to 10 Oct 2006)
ABERDEEN PLATFORM LIMITED (no longer approved here)
FRN 188796
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.