Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Feb 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2023)
- CF30 Customer (21 Feb 2017 to 8 Dec 2019)
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- CF30 Customer (30 Apr 2015 to 6 Mar 2016)
- CF22 Investment Adviser (Trainee) (11 Jun 2004 to 20 May 2005)
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- CF30 Customer (25 Sep 2013 to 27 Dec 2014)
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- (395)Employed By (25 Sep 2013 to 27 Dec 2014)
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- CF30 Customer (3 Sep 2010 to 31 May 2013)
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- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (1 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Jul 2005 to 1 Feb 2006)
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- CF21 Investment Adviser (11 Nov 2003 to 31 Mar 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.