Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Stuart McCullough

  IRN JSM00007

  • CF30 Customer (7 Jun 2010 to 31 Dec 2012)
• Jonathan Thorpe

  IRN JXT00001

  • CF21 Investment Adviser (17 Jan 2005 to 24 Oct 2006)
• Jonathan Woodley

  IRN JXW00180

  • [FCA CF] Client dealing (1 Sep 2020 to 8 Jun 2022)
  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 8 Jun 2022)
• Joseph Anthony Dunn

  IRN JXD01257

  • CF21 Investment Adviser (21 Jul 2004 to 30 Nov 2004)
  • CF22 Investment Adviser (Trainee) (19 Jun 2003 to 21 Jul 2004)
• Joseph Froud

  IRN JAF01199

  • CF30 Customer (1 Jul 2016 to 14 Feb 2020)
• Joseph Gillespie

  IRN JXG00134

  • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
  • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Joseph Neil Bevan

  IRN JNB01094

  • CF30 Customer (4 Jul 2013 to 4 Nov 2013)
• Joseph Nygate

  IRN JXN00008

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (1 Nov 2002 to 14 Apr 2004)
• Joseph Peter Harker

  IRN JPH01290

  • CF30 Customer (19 Apr 2021 to 14 Jun 2021)
• Joseph Thomas Bowser

  IRN JTB00001

  • CF4 Partner (AR) (30 Dec 2011 to 1 Dec 2021)

• M K Mortgage Advisers (no longer appointed)

  FRN 468581 · Appointed 1 Jun 2007 · Until 31 Oct 2007

• The Octavian Partnership (SM Financial Services) (no longer appointed)

  FRN 467345 · Appointed 1 May 2007 · Until 31 Dec 2008

• Apex CB Financial Planning Ltd (no longer appointed)

  FRN 466169 · Appointed 3 Apr 2007 · Until 31 Dec 2009

• Lighthouse Thames Ltd (no longer appointed)

  FRN 465401 · Appointed 16 Mar 2007 · Until 27 Nov 2013

• David Farrar Associates (no longer appointed)

  FRN 225333 · Appointed 26 Feb 2007 · Until 31 Aug 2008

• MMSC Ltd (no longer appointed)

  FRN 464122 · Appointed 16 Feb 2007 · Until 25 Nov 2008

• Integritas (no longer appointed)

  FRN 463266 · Appointed 1 Feb 2007 · Until 2 Jan 2019

• Abacus Asset Investment Limited (no longer appointed)

  FRN 206209 · Appointed 23 Jan 2007 · Until 31 Aug 2008

• Eldercare Solutions Ltd (no longer appointed)

  FRN 462575 · Appointed 16 Jan 2007 · Until 22 Nov 2013

• CNFP LLP (no longer appointed)

  FRN 461541 · Appointed 18 Dec 2006 · Until 1 Mar 2016

No changes recorded yet.