Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Johnston Financial Limited
FRN 131706
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 8 Sep 2023)
- [FCA CF] Functions requiring qualifications (since 8 Sep 2023)
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- CF30 Customer (21 Mar 2013 to 15 Mar 2016)
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- Employed By (21 Mar 2013 to 15 Mar 2016)
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- CF30 Customer (7 Jun 2010 to 31 Dec 2012)
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- (539)Employed By (7 Jun 2010 to 31 Dec 2012)
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- CF21 Investment Adviser (8 Jan 2002 to 1 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.