Joseph Froud

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 27 May 2020)
    • CF30 Customer (since 27 May 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Best Life Financial Planning Ltd

    FRN 917507

    • Employed By (since 27 May 2020)
  • The Mellor Practice Limited (no longer approved here)

    FRN 781822

    • Employed By (30 Jun 2017 to 14 Feb 2020)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Jul 2016 to 14 Feb 2020)
  • Nsure Financial Services Limited (no longer approved here)

    FRN 176557

    • CF30 Customer (25 Aug 2015 to 30 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.